Where We Focus
Securities & Shareholder Recovery Funding
Securities and shareholder recovery is a distinct claim class: minority oppression, mismanagement, failed investments and value-destruction disputes, often before the NCLT or in arbitration. These matters are documentation-heavy and time-consuming, and no India-native funder specialises in them — leaving investors to carry the cost of vindicating their own claims.
Executive Summary
Investors and shareholders who have been wronged — diluted, oppressed, or defrauded — frequently hold strong claims they never pursue, because the cost and duration of recovery outweigh their appetite to self-fund.
A dedicated funding focus makes these claims actionable: independent underwriting of the merits and recoverability, non-recourse funding of the pursuit, and managed execution — so the recovery decision turns on the strength of the claim, not the depth of the claimant's pocket.
From failed deal to recovery
- 1
Claim characterisation
Oppression, mismanagement, misrepresentation or breach — the claim is framed and valued.
- 2
Recoverability review
Documents, counterparty capacity and the practical enforcement route are assessed together.
- 3
Funded pursuit
Eligible matters proceed with costs covered under the funding arrangement, repayment contingent on recovery.
- 4
Managed execution
The matter runs through empanelled counsel within a monitored process, with reporting to the investor.
Signals a failed deal still holds value
- A documented shareholder, investment or securities dispute
- Evidence of oppression, mismanagement or misrepresentation
- A counterparty or entity with recoverable value
- A claim shelved because self-funding the fight seemed uneconomic
- Limitation still open, with a viable NCLT or arbitral route
Frequently asked questions
What claim types are in scope? ▾
Investor, shareholder and securities-related recovery — including oppression and mismanagement, failed-deal and value-destruction claims.
Who typically brings these? ▾
Investors, PE/VC funds and shareholders holding claims they have not pursued because of cost and duration.
Does funding mean giving up control? ▾
Strategy and settlement control remain with the claimant and counsel; funding agreements set consultation rights, not command.
How is the claim first assessed? ▾
Start with the eligibility check for a preliminary read; formal diligence follows for claims that proceed.
Related Guides
Assess your claim's recoverability
A free, structured, 5-step assessment of whether your claim may qualify for funding. Preliminary indication only, subject to due diligence.
Check Your Claim Eligibility